OECD AI Principles
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  • OECD AI Principles
  • 1. Inclusive growth, sustainable development and well-being (ISW)
    • ISW01 - AI Governance
    • ISW02 - Responsible AI Policy
    • ISW03 - AI Oversight Process
  • 2. Human-centred values and fairness (HVF)
    • HVF01 - Define Sets
    • HVF02 - Human Oversight Mechanism
    • HVF03 - Human Oversight - Biometric Identification Systems
    • HVF04 - Human Oversight Details
    • HVF05 - Dataset Governance Policies
    • HVF06 - Dataset Design Choices
    • HVF07 - Dataset Source Information
    • HVF08 - Dataset Annotations Information
    • HVF09 - Dataset Labels Information
    • HVF10 - Dataset Cleaning
    • HVF11 - Dataset Enrichment
    • HVF12 - Dataset Aggregation
    • HVF13 - Dataset Description, Assumptions and Purpose
    • HVF14 - Dataset Transformation Rationale
    • HVF15 - Dataset Bias Identification
    • HVF16 - Dataset Bias Mitigation
    • HVF17 - Dataset Bias Analysis Action and Assessment
    • HVF18 - Dataset Gaps and Shortcomings
    • HVF19 - Dataset Bias Monitoring - Ongoing
    • HVF20 - Dataset Bias Special/Protected Categories
  • 3. Transparency and Explainability (TAE)
    • TAE01 - Technical Documentation Generated
    • TAE02 - Additional Technical Documentation
    • TAE03 - Technical Details
    • TAE04 - Development steps and methods
    • TAE05 - Pre-trained or Third party tools/systems
    • TAE06 - Design specification
    • TAE07 - System Architecture
    • TAE08 - Computational Resources
    • TAE09 - Data Requirements
    • TAE10 - Human Oversight Assessment
    • TAE11 - Pre Determined Changes
    • TAE12 - Continuous Compliance
    • TAE13 - Validation and Testing
    • TAE14 - Monitoring, Function and Control
    • TAE15 - Risk Management System
    • TAE16 - Changes
    • TAE17 - Other Technical Standards
    • TAE18 - Ongoing Monitoring System
    • TAE19 - Reports Signed
    • TAE20 - Transparency of the AI System
    • TAE21 - Instructions for Use
  • 4. Accuracy, Robustness and Cybersecurity (ARC)
    • ARC01 - Accuracy Levels
    • ARC02 - Robustness Assessment
    • ARC03 - Continuous Learning Feedback Loop Assessment
    • ARC04 - Cyber Security Assessment
  • 5. Accountability (ACC)
    • ACC01 - Logging Capabilities
    • ACC02 - Logging Traceability
    • ACC03 - Logging - Situations that may cause AI Risk
    • ACC04 - Logging - Biometric systems requirements
    • ACC05 - Details of Off-the-Shelf AI/ML Components
    • ACC06 - Evaluation Process of Off-the-Shelf Components
    • ACC07 - Quality Control Process of Off-the-Shelf Components
    • ACC08 - Internal Audit Reports
    • ACC09 - Risk Management System in Place
    • ACC10 - Risk Management System capabilities and processes
    • ACC11 - Risk Management Measures
    • ACC12 - Testing
    • ACC13 - Residual Risks
    • ACC14 - Full Track of Mitigation Measures
    • ACC15 - Quality Management System in Place
    • ACC16 - Compliance Strategy stated
    • ACC17 - Design Processes
    • ACC18 - Development and QA (Quality Assurance) processes
    • ACC19 - Test and Validation Procedures
    • ACC20 - Technical Standards
    • ACC21 - Data Management Procedures
    • ACC22 - Risk Management System
    • ACC23 - Ongoing Monitoring System
    • ACC24 - Post Market Monitoring System in Place
    • ACC25 - Data Collection Assessment
    • ACC26 - Post Market Monitoring Plan
    • ACC27 - Incident Reporting Procedures
    • ACC28 - Communications with Competent Authorities
    • ACC29 - Record Keeping Procedures
    • ACC30 - Resource Management Procedures
    • ACC31 - Accountability Framework
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  1. 5. Accountability (ACC)

ACC13 - Residual Risks

The risk management measures shall be such that any residual risk associated with each hazard, as well as the overall residual risk of the AI application, is judged acceptable, provided that the AI application is used in accordance with its intended purpose or under conditions of reasonably foreseeable misuse. Those residual risks shall be communicated to the user.

  • Record or upload a document recording the assessment of each of the residual risks and whether they are considered acceptable. Also, record an assessment of the overall residual risk and whether that is considered acceptable.

  • Record or upload a document recording how the residual risks are or will be communicated to the users.

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Last updated 2 years ago